Financial Disclosure For Our Customers

In accordance with CFTC Regulation 1.55(o), Vision Financial Markets LLC provides the most recent copy of their CERTIFIED Financial Statement.

Year End Date, June 30, 2014

In accordance with CFTC Regulation 1.55(o), Vision Financial Markets LLC provides their Adjusted Net Capital, Net Capital and Excess Net Capital month end balances for the most recent 12 month period.

In accordance with CFTC Regulation 1.55(k), Vision Financial Markets LLC will make available to each customer and to the general public a firm specific disclosure document which provides a complete perspective regarding risks of participating in the futures markets and information that would be deemed material to the customers' decision to entrust funds to or otherwise do business the Futures Commission Merchant, Vision Financial Markets LLC.

Financial information regarding Vision Financial Markets LLC ("Vision"), including how Vision invests and holds customer funds, may be obtained from the National Futures Association ("NFA"). See the NFA Basic System where information regarding Vision's investment of customer funds is maintained by clicking here.

Financial Information on all Futures Commision Merchants are available from the Commodity Futures Trading Commission ("CFTC") Web site by clicking here.

Daily Customer Segregation, Secured and Cleared Swap Computations

In accordance with CFTC Regulation 1.55 (o), Vision Financial Markets LLC provides daily financial information for Customer Segregation (1.20), Secured Amounts and Funds Held in Separate Accounts for 30.7 Customers and Cleared Swap Customer Requirements and Funds in Cleared Swap Accounts under Section 4d(f) of the Act. The Daily Statements for are available for the most recent 12 month period. Please note as of the current effective date, Vision Financial Markets LLC does not conduct Cleared Swap Customer business, hence the daily statement requirement is not applicable.

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Unaudited Financial Information for the Most Recent 12 Month Period

In accordance with CFTC Regulation 1.55(o), Vision Financial Markets LLC provides UNAUDITED Financial Information for the most recent 12 month period.


To the extent any of the financial data identified in paragraph (1) of CFTC Regulation 1.55(o)(1)(i) thru (vi) is amended, the FCM must clearly notate that the data has been amended.

Vision's Memberships With Futures Exchanges

  • Chicago Mercantile Exchange ("CME")
  • Chicago Board of Trade ("CBOT")
  • New York Mercantile Exchange ("NYMEX")
  • The Commodity Exchange, Inc. ("COMEX")
  • NYSE Liffe U.S. (U.S. Futures Exchange of NYSE Euronext)
  • CBOE Futures Exchange (Home of Volatility, VIX Futures)
  • OneChicago (The Single Stock Futures Exchange)
  • ICE Futures U.S. (Soft Commodity Futures)

Vision's Memberships With Clearing Houses

  • Chicago Mercantile Exchange Clearing House
  • ICE Futures Clearing House
  • The Options Clearing Corporation ("OCC")
  • The Depository Trust Clearing Corporation ("DTCC")

IB/Clearing Services

About Vision

Counterparty Risk